You Searched For "investor protection" and got 15 results
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2 mins read
SEBI introduces reward mechanism for informants providing tips on defaulters
With an aim to recover fines from elusive offenders, capital markets regulator SEBI on Thursday int…
PTI
1 min read
SEC hits UBS with $8 million fine after a complex VIX-linked product burned investors
The lack of restrictions led some financial advisors to hold a complex volatility-linked product fo…
Ethan Wu
5 mins read
FINRA: The organization that regulates broker-dealers and protects investors
FINRA monitors daily market functions, handles customer complaints, and maintains a library of educ…
Lauren Perez
3 mins read
SEBI proposed F&O norms to hit exchanges, brokers, says reports
SEBI, in its consultation paper in July, proposed seven measures, including increasing minimum cont…
PTI
1 min read
The SEC is investigating if TerraUSD's marketing violated investor protection regulations, report says
Terraform Labs is the firm behind TerraUSD, a stablecoin that sent shockwaves throughout crypto mar…
Brian Evans
1 min read
India Ranked As The 7th Best Country In Protecting Minority Investors
"India strengthened minority investor protections by requiring greater disclosure of conflicts of i…
2 mins read
Ripple faces a SEC lawsuit for breaking investor-protection laws when selling XRP
In a series of tweets, Ripple CEO Brad Garlinghouse blasted the SEC's decision to sue his firm righ…
Shalini Nagarajan
2 mins read
Audits are meant to protect investors - but almost half have problems
Outsourcing giant Carillion recently collapsed in the UK and the British accounting watchdog has op…
Oscar Williams-Grut
3 mins read
Finance watchdog plans tougher rules for UK peer-to-peer lenders to 'strengthen investor protection'
Falling transparency and rising complexity among peer-to-peer lenders is a theme throughout the FCA…
Oscar Williams-Grut
2 mins read
Square's late-stage investors are getting a special protection on the IPO
When Box made its market debut, it had to issue additional stock to investors Coatue Management and…
Jonathan Marino
2 mins read
No spot bitcoin ETFs for now after 'Scrooge' SEC denies 2 more applications on investor protection grounds
The securities regulator rejected proposals to list Valkyrie and Kryptoin's spot bitcoin ETFs, sayi…
Shalini Nagarajan
2 mins read
Robinhood faces complaint from Massachusetts regulators for exposing investors to 'unnecessary trading risks,' report says
Part of the complaint focuses on the company's breach of a new investor-protection rule that was im…
Shalini Nagarajan
2 mins read
Crypto investors still are not sufficiently protected in the $2 trillion market despite the success of the first bitcoin ETF, SEC chief Gary Gensler says
SEC Chair Gary Gensler told Yahoo Finance that the more than $2 trillion crypto space still needs t…
Isabelle Lee
3 mins read
Bill to provide up to four nominees to a bank account introduced in Lok Sabha
Another proposed change relates to redefining 'substantial interest' for directorships, which could…
PTI
2 mins read
Gold, bitcoin fail to protect investors against Thursday's stock market meltdown
For all the talk among Wall Street analysts that the popular 60/40 investment portfolio is "dead," …