You Searched For "sec enforcement" and got 20 results
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1 min read
Robinhood says it was subpoenaed by the SEC soon after FTX crashed as regulators crack down on the crypto world
The subpoena called for information regarding the trading app's crypto business, as regulators crac…
Zahra Tayeb
1 min read
Coinbase says it could get sued by the SEC, which has identified 'potential violations of securities law' at the exchange
Coinbase, the largest cryptocurrency trading platform in the US, might get sued by the Securities a…
Zinya Salfiti
2 mins read
Elon Musk won't be let off the hook for Twitter monitoring, the SEC tells a judge
"When it comes to civil settlements, a deal is a deal," the SEC said in a court filing about Musk's…
Shalini Nagarajan
1 min read
Crypto exchange Kraken is embroiled in an SEC probe over whether it sold unregistered securities, report says
Regulator SEC is near to wrapping its probe into whether crypto exchange Kraken broke securities ru…
Ryan Hogg
3 mins read
Former GOP House lawmaker is charged with violating insider trading laws to buy $1.5 million in stock
Prosecutors say former Rep. Stephen Buyer heard about Sprint's merger with T-Mobile during a golf g…
Brent D. Griffiths
2 mins read
A former Coinbase executive is among 3 charged in the first-ever crypto insider trading scheme
The Justice Department alleged that the former executive attempted to flee the US when Coinbase rea…
Jennifer Sor
2 mins read
The SEC's recent moves against Coinbase and celebrity endorsers show the agency is getting serious about clamping down on crypto
The SEC said it's "neutral about the technologies at issue" but added it's "anything but neutral wh…
Matthew Fox
2 mins read
The CFTC chief said his agency should oversee crypto in a challenge to SEC's Gensler
The statement form the acting CFTC chairman is at odds with SEC chief Gary Gensler, who has said cr…
Isabelle Lee
1 min read
EY will pay a record $100 million fine after the SEC found 49 staff cheated on an ethics exam
The securities regulator also said "hundreds" more EY staff cheated on professional courses and exa…
Will Martin
1 min read
Tyler Winklevoss says SEC charges over Gemini are 'super lame' and a 'manufactured parking ticket'
The Winklevoss twin accused the SEC of trying to score political points after Genesis blocked $900 …
Ryan Hogg
2 mins read
Kraken will stop offering US crypto 'staking' and pay a $30 million penalty after settling with the SEC
Cryptos stumbled, with bitcoin and ethereum both falling as concerns built about a crackdown on inc…
George Glover
2 mins read
Supreme Court shoots down challenge to SEC 'gag orders' that was backed by Elon Musk, Mark Cuban
The petitioner in the challenge had argued that the gag order imposed a "sweeping restriction on fr…
Rebecca Cohen
1 min read
SEC's Gary Gensler warns a lot of people are 'likely to get hurt' without crypto rules like those for bank deposits, insurance
The SEC chair also said crypto platforms that ask users to invest money for returns will be regulat…
Isabelle Lee
2 mins read
Gary Gensler hints SEC staff are scrambling to bring crypto exchanges under its regulatory eye this year
"If the trading platforms don't come into the regulated space, it'd be another year of the public b…
Shalini Nagarajan
1 min read
The Celsius withdrawal freeze is now being investigated by regulators in 5 states, including Texas and New Jersey
Celsius stopped customers from withdrawing cash on Sunday after cryptos tanked. Now, Texas and New …
Brian Evans
1 min read
The Celsius withdrawal freeze is now being investigated by regulators in 5 states, including Texas and New Jersey
Celsius stopped customers from withdrawing cash on Sunday after cryptos tanked. Now, Texas and New …
Brian Evans
1 min read
Tesla reportedly told a law firm to fire an attorney who was involved in the SEC's Elon Musk probe or risk losing the company's business
The law firm refused, and Tesla has acted to replace it or hire additional counsel, while SpaceX st…
Sarah Jackson
4 mins read
The SEC's crypto crackdown is escalating as it goes after the Winklevoss twins' firm over 'unregistered securities.' Here's what they are.
SEC Chair Gary Gensler has gone after the Winklevoss twins and Kraken with an attack on supposedly …
Ryan Hogg
2 mins read
The SEC has accused fugitive Terraform founder Do Kwon of multibillion-dollar crypto fraud linked to TerraUSD's collapse
The collapse of TerraUSD last year shook the digital-asset industry to its core after it lost its 1…
Zahra Tayeb
2 mins read
Nikola agrees to pay $125 million to settle SEC charges the electric truck maker defrauded investors
Nikola said last month it had set aside that amount in anticipation of a potential settlement with …