scorecard

You Searched For "sec enforcement actions" and got 20 results


Sort By:


Business Insider Latest Story Image
1 min read

Trump Media stock tumbles as the SEC charges its auditor with 'massive fraud'

Trump Media's auditor was a "sham" and committed "massive fraud" for over two years, regulators sai…

Jennifer Sor   


Business Insider Latest Story Image
1 min read

The SEC doesn't want to let firms and individuals get by without admitting wrongdoing anymore as part of enforcement actions

Wrongdoing admissions will strengthen the deterrent value of enforcement actions, the head of the S…

Carla Mozée   


Business Insider Latest Story Image
1 min read

The SEC just issued a $13 million fine in its first-ever DeFi enforcement action

"The federal securities laws apply with equal force to age-old frauds wrapped in today's latest tec…

Ethan Wu   


Business Insider Latest Story Image
2 mins read

The SEC is suing Binance and CEO Changpeng Zhao for violating securities regulation

The world's largest crypto exchange is being sued by the SEC for operating an illegal exchange in t…

Max Adams   


Business Insider Latest Story Image
1 min read

The SEC is nearly doubling its crypto enforcement unit as the agency sees retail investors 'bearing the brunt of abuses' in the digital asset sector

The Wall Street regulator said it would add 20 positions to its Crypto Assets and Cyber Unit, bring…

Brian Evans   


Business Insider Latest Story Image
4 mins read

Here's what the SEC's 'all-out assault' on crypto means for the market's 2 biggest players

The SEC sued Binance and Coinbase this week in an "all-out assault" on crypto. Experts say it marks…

Max Adams   


Business Insider Latest Story Image
1 min read

Coinbase plunges 21% after the SEC sues the crypto exchange for breaking US securities laws

"Coinbase's alleged failures deprive investors of critical protections, including rulebooks that pr…

Matthew Fox   


Business Insider Latest Story Image
1 min read

SEC charges California man with running a micro-cap stock fraud scheme that targeted retail investors

According to the SEC's complaint, Charlie Abujudeh fraudulently sold a number of microcap stocks to…

Emily Graffeo   


Business Insider Latest Story Image
1 min read

Coinbase falls 10% after the SEC sues rival crypto exchange Binance for violating securities law

Coinbase is currently under SEC investigation and could face an enforcement action tied to its list…

Matthew Fox   


Business Insider Latest Story Image
1 min read

The SEC has awarded nearly $200 million to individual whistleblowers in 2021, beating its annual record

The Securities and Exchange Commission has given out nearly $200 million in whistleblower awards to…

Will Daniel   


Business Insider Latest Story Image
3 mins read

Here's why recent moves by the SEC and CFTC may be just the start of crypto's regulatory troubles

High-profile events like the crash of FTX and the implosion of TerraUSD earlier last year have made…

Morgan Chittum   


Business Insider Latest Story Image
1 min read

Coinbase says it could get sued by the SEC, which has identified 'potential violations of securities law' at the exchange

Coinbase, the largest cryptocurrency trading platform in the US, might get sued by the Securities a…

Zinya Salfiti   


Business Insider Latest Story Image
3 mins read

The SEC threatens to sue Coinbase over its crypto lending product - and CEO Brian Armstrong responds by calling the regulator's actions 'sketchy'

"The SEC has told us it wants to sue us over Lend. We don't know why," Paul Grewal, Coinbase's chie…

Shalini Nagarajan   


Business Insider Latest Story Image
1 min read

Crypto exchange Kraken is embroiled in an SEC probe over whether it sold unregistered securities, report says

Regulator SEC is near to wrapping its probe into whether crypto exchange Kraken broke securities ru…

Ryan Hogg   


Business Insider Latest Story Image
2 mins read

The SEC's recent moves against Coinbase and celebrity endorsers show the agency is getting serious about clamping down on crypto

The SEC said it's "neutral about the technologies at issue" but added it's "anything but neutral wh…

Matthew Fox   


Business Insider Latest Story Image
2 mins read

Kraken will stop offering US crypto 'staking' and pay a $30 million penalty after settling with the SEC

Cryptos stumbled, with bitcoin and ethereum both falling as concerns built about a crackdown on inc…

George Glover   


Business Insider Latest Story Image
1 min read

Tyler Winklevoss says SEC charges over Gemini are 'super lame' and a 'manufactured parking ticket'

The Winklevoss twin accused the SEC of trying to score political points after Genesis blocked $900 …

Ryan Hogg   


Business Insider Latest Story Image
2 mins read

Elon Musk won't be let off the hook for Twitter monitoring, the SEC tells a judge

"When it comes to civil settlements, a deal is a deal," the SEC said in a court filing about Musk's…

Shalini Nagarajan   


Business Insider Latest Story Image
3 mins read

Former GOP House lawmaker is charged with violating insider trading laws to buy $1.5 million in stock

Prosecutors say former Rep. Stephen Buyer heard about Sprint's merger with T-Mobile during a golf g…

Brent D. Griffiths   


Business Insider Latest Story Image
2 mins read

A former Coinbase executive is among 3 charged in the first-ever crypto insider trading scheme

The Justice Department alleged that the former executive attempted to flee the US when Coinbase rea…

Jennifer Sor