You Searched For "sec settlements" and got 20 results
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2 mins read
SEC is unhappy that Elon Musk did not give testimony to the financial regulator to attend a SpaceX launch
The US Securities and Exchange Commission isn't happy that Elon Musk missed court-ordered testimony…
Brent D. Griffiths
2 mins read
SEC charges activist Carl Icahn with failing to disclose billions in stock pledges
Carl Icahn and Icahn Enterprises agreed to pay a combined $2 million in fines.
Filip De Mott
2 mins read
Trump Media's auditor charged with 'massive fraud' by SEC
The SEC said Trump Media's accounting firm, BF Borgers, committed fraud in more than 1,500 filings …
Geoff Weiss
2 mins read
RBI to soon launch app to enable retail investors to participate in govt bonds
The Reserve Bank on Friday announced the launch of a mobile app to enable retail investors to parti…
PTI
1 min read
Supreme Court gives SEC a win over Elon Musk
The Supreme Court on Monday rejected Musk's attempt to undo a 2018 SEC settlement that requires him…
Geoff Weiss
2 mins read
Nikola agrees to pay $125 million to settle SEC charges the electric truck maker defrauded investors
Nikola said last month it had set aside that amount in anticipation of a potential settlement with …
Carla Mozée
1 min read
The SEC doesn't want to let firms and individuals get by without admitting wrongdoing anymore as part of enforcement actions
Wrongdoing admissions will strengthen the deterrent value of enforcement actions, the head of the S…
Carla Mozée
2 mins read
Elon Musk accuses the SEC of 'endless, unfounded' investigations into him and Tesla while withholding settlement money from investors
The Billionaire Tesla CEO went after the regulatory agency in a scathing letter filed in court on T…
Ben Gilbert
2 mins read
The SEC is looking to overhaul the controversial trade-settlement rule at the center of Robinhood's issues during last year's GameStop mania
"The existing two-day period to settle trades exposes investors and the industry to unnecessary ris…
Matthew Fox
2 mins read
This is the Instagram post that got Kim Kardashian in hot water with the SEC — leading to a $1.26 million settlement payment
A screenshot of the post shows Kim Kardashian did include "#Ad" — but federal securities laws requi…
Travis Clark
2 mins read
Elon Musk wants out of an SEC settlement that requires Tesla lawyers to approve his tweets, saying it stifles free speech
Tesla CEO Elon Musk settled allegations of fraud with the SEC in 2018. Now he says the agreement is…
Tim Levin
2 mins read
Robinhood pays $65 million to settle SEC probe over misleading communications with customers
While Robinhood marketed its trades as matching or exceeding its peers in quality, the brokerage pr…
Ben Winck
2 mins read
The SEC is suing Binance and CEO Changpeng Zhao for violating securities regulation
The world's largest crypto exchange is being sued by the SEC for operating an illegal exchange in t…
Max Adams
2 mins read
JPMorgan to pay a record $1 billion to settle market-manipulation charges, report says
It would end probes by the Justice Department, the Commodity Futures Trading Commission, and the Se…
Ben Winck
2 mins read
One of the world's biggest crypto exchanges agrees to pay $100 million and block US users as part of a legal settlement
BitMEX has neither admitted nor denied the allegations and said that it is "committed to becoming a…
Ethan Wu
2 mins read
Creator of Stoner Cats animated series starring Ashton Kutcher and Mila Kunis is fined by SEC for selling NFTs
At its peak in August 2021, one Stoner Cat NFT sold for 931 ether, or about $3 million. Today, you …
Matthew Fox
1 min read
XRP jumps 15% as Ripple's largest outside shareholder says the company could look to go public following a settlement with the SEC
"After the current lawsuit, Ripple will go public. The current CEO wants to do that," SBI Group's C…
Carla Mozée
1 min read
A Tesla investor has sued the company's board and Elon Musk, claiming Musk's 'erratic' tweets violate an SEC settlement
Musk's tweets have cost the company billions of dollars and caused "substantial" harm to Tesla, the…
Natasha Dailey
2 mins read
Elon Musk won't be let off the hook for Twitter monitoring, the SEC tells a judge
"When it comes to civil settlements, a deal is a deal," the SEC said in a court filing about Musk's…
Shalini Nagarajan
2 mins read
The SEC subpoenaed Tesla just 10 days after Elon Musk's Twitter poll asking whether he should sell a chunk of his stock
The November 16 subpoena asked for information on "governance process around compliance" with a 201…